Compliance & Secretarial

Share Allotment & Transfer Compliance

End-to-end compliance for share allotment, transfer, PAS-3 filing, share certificates and cap table management.

Overview

Issuing new shares or transferring existing ones requires proper board resolutions, valuation reports, PAS-3 filing and stamp duty compliance. We manage the complete process to keep your equity records clean.

Key Benefits

  • Proper compliance trail for share transactions
  • PAS-3 filing within 15 days of allotment
  • Valuation report for premium pricing
  • Clean cap table for investor confidence

Documents Required

  • Board resolution for allotment/transfer
  • Share subscription agreement or transfer deed
  • Valuation report (for premium allotment)
  • KYC of new shareholders
  • Consideration payment proof

Process

  1. Allotment/transfer advisory
  2. Documentation preparation
  3. PAS-3 filing with ROC
  4. Share certificate issuance
  5. Cap table update